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Meeting ASX Listing Rules Requirements


Thursday, 25 June 2020
1:00pm to 4:30pm

CPD Hours


Cost (Inc GST)

$485.00 Member
$565.00 Subscriber
$595.00 Non-member

Presented via Zoom

This course will be presented via Zoom. You will be able to 'meet' the presenter, discuss various case studies and ask questions.

The Australian Stock Exchange (ASX) is one of the leading security exchanges in the world and plays a vital role in Australia's economic and financial stability. As a regulatory body, the ASX requires listing companies to comply with its Listing Rules, Operating Rules, and Market Integrity Rules.

Although the ASX Listing Rules (LR) only apply to public listed companies, the objectives and principles underlying them promote best practice corporate governance, and are relevant to organisations across all industries and sectors.

This course:

  • outlines the role, objectives, structure and operation of the ASX and its Listing Rules
  • identifies and examines ASX continuous and periodic disclosure obligations
  • identifies and examines obligations of listed companies in relation to corporate governance
  • identifies and examines other Listing Rules requirements, such as transactions with people of influence, documents, fees, meetings, trade halts and waivers
  • recognises what makes a successful listing.

ASIC and ASX have provided guidance, class waivers and concessions, on a temporary basis, to facilitate capital raisings and member meetings of listed companies during the COVID-19 health crisis. The amendments will be discussed in this session and are detailed in an addendum to the course notes.

View course outline here

Presenter: Glenn Vassallo, Managing Director GRT Lawyers

Glenn is a co-founder of GRT Lawyers and the GRT Foundation. As the managing director of GRT Lawyers and chair of the GRT Foundation, Glenn is passionate about working with his highly sophisticated national and international clients to implement their corporate strategy and solve their complex problems.

Glenn is often invited to speak on global topics such as, capital markets, board governance, initial public offerings, takeovers and more recently was invited to New York University to speak at its global conference about social entrepreneurship. Glenn runs regular educational workshops for listed and unlisted boards and executive teams.

Glenn holds a Bachelor Degree of Law (LLB) and a Bachelor Degree of Commerce. He has been a long-standing member of the Law Council of Australia Company Law Committee and the Queensland Law Society Company Law Committee and has significant ASX listed board experience.


 Please note that this course starts at 1:00pm AEST.