Meeting Compliance Requirements

This course outlines the regulatory landscape in Australia and discusses the key principles, approaches, tools and techniques of an effective compliance framework, within the context of meeting an organisation’s legal obligations and embedding an appropriate control environment that supports compliance with internal policies and with contractual obligations.

The aim of this course is to provide an overview of the principles and approaches that contribute to an effective compliance framework.

The course objectives are to:

• outline the Australian legal and regulatory framework
• examine the key principles and elements that underpin an effective compliance framework
• highlight the compliance responsibilities of the board and management
• discuss compliance approaches, tools and techniques available
• provide helpful tips and useful resources.

Who should attend?

• risk officers, managers, and analysts
• compliance officers and managers
• operations, finance or line managers
• company secretaries and assistant company secretaries.